Associate, Regulatory Compliance

About IQ-EQ

IQ-EQ is a premier Investor Services group providing comprehensive solutions including administration, accounting, reporting, compliance, and regulatory support across the global investment landscape. With a workforce of over 6,500 specialists in 24 jurisdictions, IQ-EQ manages assets surpassing US$857 billion, serving major private equity firms worldwide.

We leverage cutting-edge technology platforms and bespoke tools backed by expert teams dedicated to ESG principles. Our commitment is to deliver intelligent, client-focused solutions through deep knowledge and trusted partnerships, driving possibilities for our stakeholders.

Role Overview

The Regulatory Compliance Advisory team focuses on servicing MAS-regulated financial entities, chiefly Capital Market Services License holders focused on fund management services.

Key Responsibilities

• Establish and enhance clients' compliance functions after MAS licensing by developing customized compliance manuals and monitoring frameworks.
• Provide expert advice on evolving regulatory obligations and respond to client requests involving compliance inquiries.
• Conduct regulatory compliance assessments consistent with MAS standards and expectations.
• Oversee various projects impacting clients or the broader industry, including shifts in regulations, tax benefits, and investment or technology initiatives.
• Prepare regulatory documentation aligned with MAS risk-based capital requirements and communicate updates effectively to clients.

Candidate Profile

• Possesses 1 to 2 years of experience in regulatory compliance, auditing, or legal roles within financial services, although fresh graduates are considered.
• Knowledgeable about Singapore's Securities and Futures Act and MAS Notices and Guidelines pertinent to fund management firms.
• Demonstrated capability in managing relationships with diverse stakeholders such as clients, senior leaders, and internal teams.
• Exemplifies a proactive mindset, rapid learning ability, and adaptability to changing conditions.
• Proficient in spoken and written English; business-level proficiency in Chinese is advantageous.

Additional Information

Commitment to Sustainability and Inclusion: Sustainability is integral to our mission, encompassing long-term stakeholder relationships and minimizing environmental impact. We strive for continual improvement across people, clients, planet, and governance aspects.

We foster an inclusive, equitable, and diverse work culture guided by a dedicated Diversity, Equity, and Inclusion committee. Comprehensive learning and development tools enable personal growth, while hybrid working models provide flexibility balanced with connectivity.

IQ-EQ supports career advancement, including initiatives to empower women fund managers within a traditionally male-dominated private equity landscape.

Our dedication to client relationships underpins mutual sustainability and success, maintaining emotional investment from the outset.

Benefits

• Competitive salary reflecting market standards, commensurate with qualifications and experience.
• Health and dental insurance coverage effective from day one, including benefits for two dependents, alongside group life and accident insurance.
• Generous leave entitlement of 25 paid vacation days annually.
• Flexible hybrid work arrangements to promote a healthy work-life balance.
• Access to ongoing training and development programs ensuring continuous professional growth.