Regulatory Compliance Associate
Susquehanna International Group
Sydney, New South Wales, Australia · Full Time
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- Experience
- 3+ yrs
- Salary
- —
- Openings
- 1
- Posted
- 1 week ago
- Work mode
- In office
- Resume
- Required to apply
Where you'll work
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Job description
Overview
Susquehanna International Group seeks a Compliance Associate to reinforce essential elements of the firm's compliance and regulatory systems. This role involves providing pragmatic compliance advice to business and support teams, assisting with regulatory queries and investigations, executing assessments to detect potential compliance risks, and overseeing compliance policy maintenance. The position ensures consistent regulation interpretation, policy enforcement, and effective escalation of issues firm-wide, ideal for professionals who thrive in complex, fast-paced, and highly regulated environments.
Key Responsibilities
- Offer compliance advice and oversight to operational and support functions.
- Support the response process for regulatory inquiries and compliance investigations.
- Perform regular assessments to uncover and address possible compliance shortfalls.
- Maintain and update compliance policies and procedures to align with regulatory mandates and practical application.
- Collaborate closely with Trading Compliance to synchronize regulatory interpretations, policy implementation, and issue escalation approaches.
Candidate Profile
- Minimum of three years' experience in compliance, demonstrating critical thinking, coordination, and project management skills.
- Strong understanding of ASIC regulations and ASX Operating Rules.
- Ability to work independently, effectively balancing multiple priorities in a dynamic setting.
- Team-oriented with a collaborative approach across business units and support teams.
- Robust analytical, problem-solving, and organizational capabilities.
- Excellent communication skills for building trust and conveying complex regulatory matters to diverse stakeholders.
Employee Benefits
- Flat organizational structure empowering impactful contributions and ownership.
- Private healthcare coverage and gym membership allowances along with wellness programs.
- Extra leave perks including marriage leave and two additional annual bonus days.
- Fully stocked kitchen providing daily breakfast and lunch.
- Frequent social, sports, and community engagement events such as an annual poker tournament.
- Charitable donation matching and corporate discount schemes.
About Susquehanna
Susquehanna International Group is an innovative global quantitative trading firm driven by scientific inquiry and collaboration among researchers, engineers, and traders to craft effective strategies within a systematic trading environment. The firm leverages machine learning and quantitative research on extensive datasets to develop actionable market insights and competitive strategies. Their expertise covers diverse listed financial products, primarily derivatives, facilitating millions of daily transactions worldwide to provide liquidity and optimal pricing.
Equal Opportunity
Susquehanna values diversity and inclusion, encouraging applications from all backgrounds. The company supports reasonable accommodations during recruitment to enable candidates to best demonstrate their qualifications.