Regulatory Advisory Associate

About the Role

The Regulatory Compliance team at GXS Bank is tasked with executing compliance frameworks, ensuring adherence to the bank's policies, regulatory documentation, and conducting compliance training programs.

Key Responsibilities

• Formulate policies and written directives that guide the bank and its business units in managing risks and fulfilling their legal, regulatory, and market conduct obligations.
• Track modifications in regulatory landscapes and provide assessment support to diverse bank stakeholders regarding their impact on compliance commitments.
• Offer regulatory advice and support to internal teams, including senior leadership and employees, serving as the primary contact for compliance-related inquiries.
• Support investigations and reporting related to breaches of regulatory or market conduct standards, as well as internal policies, and facilitate resolutions.
• Review and assess new products, services, and associated operational and promotional materials to verify alignment with internal compliance standards and regulatory requirements.
• Plan and implement compliance training sessions to enhance employee understanding of regulatory mandates and internal controls.
• Assist the Chief Compliance Officer in managing communications and collaborations with external regulatory agencies, standards organizations, and experts.
• Stay informed on emerging regulatory developments and update senior management accordingly, including preparing updates for oversight committees.
• Provide compliance support services to affiliated entities within the corporate group when required.