Compliance Executive

Role Overview

The Compliance Executive is responsible for ensuring adherence to regulations established by SEBI and associated exchanges. The role involves managing timely submission of various compliance reports covering daily to annual cycles and event-specific requirements.

Key Responsibilities

• Ensure ongoing conformity with SEBI regulations and stock exchange rules.
• Prepare and submit compliance documentation according to specified periodic schedules including daily, weekly, monthly, quarterly, annual, and on event basis.
• Effectively communicate and enforce circulars issued by stock exchanges and regulatory bodies to ensure prompt adherence.
• Keep the Board and management informed about changes in SEBI's regulatory framework and oversee implementation of new compliance mandates.
• Work collaboratively across departments daily to align compliance processes with company policies.
• Provide assistance and coordinate activities with internal auditors to aid in audits and regulatory inspections.
• Maintain comprehensive and precise records of all compliance operations to support audits and regulatory inquiries.