Compliance Executive
Badjate Stock & Shares Pvt. Ltd.
Nagpur, Maharashtra, India · Full Time
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- Experience
- 1–3 yrs
- Salary
- —
- Openings
- 1
- Posted
- 5 days ago
- Work mode
- In office
- Education
- Bachelor's degree (Commerce, Finance, Business Administration, or related)
- Resume
- Required to apply
Where you'll work
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Job description
Overview and Key Responsibilities
The Compliance Executive will ensure adherence to regulations set by SEBI, NSE, BSE, NSDL, and CDSL. This role involves preparing and submitting various regulatory reports and statutory filings, while maintaining detailed records of compliance activities. Monitoring KYC, AML, and PMLA compliance requirements is essential, along with assisting during internal audits, regulatory inspections, and compliance review procedures. The candidate will be responsible for tracking new regulatory updates and circulars and coordinating with internal teams to ensure timely compliance. Handling compliance-related queries and managing investor grievances are also important aspects of this position.
Qualifications and Experience
The ideal candidate should hold a bachelor's degree in Commerce, Finance, Business Administration, or a related discipline. Holding a NISM certification or Company Secretary (CS) qualification is preferred. Candidates should possess between 1 and 3 years of hands-on experience in compliance within stock broking, financial services, or capital markets sectors.
Work Location
This position is based at Badjate Stock & Shares Private Limited in Nagpur, Maharashtra, India.
Minimum education
Bachelor's Degree