Compliance Auditor - KYC/AML

Overview

Join our team in Pune as a meticulous Compliance Auditor specializing in KYC and AML checks. The suited candidate will bring hands-on experience from audit, compliance functions, or CA Articleship alongside sound knowledge of loan and lending workflows, with a focus on regulatory frameworks.

Primary Responsibilities

• Execute audits on Loan Service Provider procedures to verify conformity.
• Examine loan documentation and customer files for thoroughness and compliance alignment.
• Validate KYC documentation ensuring compliance with KYC and AML policies.
• Assess lending activities for adherence to prescribed policies and regulations.
• Detect compliance risks and identify discrepancies or control weaknesses.
• Compile comprehensive audit findings and monitor rectification progress.
• Maintain detailed audit records and liaise with relevant stakeholders.
• Keep informed of latest regulatory updates impacting compliance.

Eligibility Requirements

• Possession of a Bachelor's degree in Commerce, Finance, Accounting, Business Administration, or related disciplines.
• Between 6 months and 2 years of relevant exposure in audit, compliance, internal audit, CA articleship, or lending operations.
• Applicants undergoing CA Articleship are warmly welcomed.
• Experience or familiarity with Banking, Non-Banking Financial Companies (NBFC), FinTech, loan processing, or KYC processes is preferred.

Essential Skills

• In-depth understanding of KYC, Anti-Money Laundering (AML), and lending compliance frameworks.
• Proficiency with audit techniques and internal control systems.
• Strong analytical capabilities complemented by excellent documentation skills.
• Comfortable using MS Excel and general MS Office applications.
• Effective communicator with a keen eye for detail.