Compliance Assistant

About ATFX Cambodia

ATFX Cambodia is a distinguished player in global financial trading, committed to empowering retail investors within the Kingdom by granting direct access to international financial markets. As part of the globally recognized ATFX brand, the company balances international standards with local expertise to provide a secure, transparent, and client-centric trading environment. Their mission focuses on integrity, innovation, education, advanced technology, and superior service delivery.

Role Overview

The Compliance Assistant will aid the Compliance team to ensure that ATFX Cambodia adheres to all applicable regulations, including those mandated by the Securities and Exchange Regulator of Cambodia (SERC). This position involves contributing to the preparation of regulatory reports, conducting compliance assessments, managing documentation and records, and collaborating with various internal units and regulatory bodies.

Key Responsibilities

• Help prepare and submit required regulatory filings to SERC and other authorities within set deadlines.
• Review marketing content, policies, and procedures to verify compliance prior to release or implementation.
• Assist in drafting official communications, reports, and correspondence directed to regulators and government agencies.
• Organize and maintain compliance-related records, including licenses, registers, and regulatory documents.
• Collaborate with internal teams to gather necessary data and documentation for regulatory and compliance activities.
• Track regulatory deadlines and ensure timely submissions by following up with relevant departments.
• Support ongoing monitoring of compliance with laws, regulations, internal policies, and company protocols.
• Assist in conducting compliance audits, internal assessments, and addressing any identified compliance concerns.
• Participate in regulatory meetings, seminars, training, and briefings, recording minutes as needed.
• Work with the Compliance Officer and Manager in updating compliance policies, procedures, and maintaining records.
• Perform other administrative and compliance-related tasks as assigned by management.

Requirements

• Bachelor’s degree in fields such as Law, Compliance, Finance, Business Administration, Accounting, or related disciplines.
• Applications from undergraduates or recent graduates are encouraged.
• Basic familiarity with Cambodian legal frameworks, especially securities and financial market regulations, is beneficial.
• Introductory knowledge of KYC (Know Your Customer) and regulatory compliance concepts is advantageous.
• Exceptional attention to detail and organizational abilities.
• Effective written and oral communication skills.
• Capability to manage confidential information with professionalism and discretion.
• Fluency in both English and Khmer languages.
• Competency in Microsoft Office applications, particularly Word and Excel.