- Experience
- Any
- Salary
- INR 10,000 – INR 20,000 / month
- Openings
- 1
- Posted
- 2 minutes ago
- Work mode
- In office
- Resume
- Required to apply
Where you'll work
Sign in to tell us what does and doesn't work for you here — it sharpens every match we show you.
Job description
About the Role
Shankar Ramesh & Co LLP is seeking Auditors to join their Chartered Accountants team, specializing in broking audit services. This position demands extensive travel nationwide to conduct on-site audits of stock-broker Authorised Persons (APs) and branches, as well as support internal audits of stock-broking member firms biannually.
Key Responsibilities
- Perform on-site audits at AP and branch locations for stock brokers such as Angel One and Motilal Oswal.
- Confirm that terminals are operating from declared locations and verify authorized terminal users, register displays, and NISM certifications.
- Examine and scan required documentation thoroughly.
- Validate trades against pre-trade confirmations and review call recordings.
- Analyze bank statements and social media activity for potential compliance violations.
- Compile comprehensive audit reports through the designated audit portal.
- Conduct internal audits for stock brokers and market intermediaries using questionnaire and sampling methods.
- Gather data from members and upload exchange sample files from NSE, BSE, MCX, and NCDEX.
- Assess KYC documentation, margin requirements, contract notes, settlements, bank reconciliations, and policy adherence.
- Document findings in exchange-specific report formats.
Additional Information
Travel Requirements: This role requires frequent outstation travel throughout India, with travel expected for the majority of each month. Candidates should be prepared for this extensive travel commitment.
Compensation
A monthly salary ranging from INR 10,000 to 20,000 is offered for this position.