Junior Compliance Analyst

Junior Compliance Analyst – London

Brevan Howard have an exciting opportunity for a Junior Compliance Analyst to join the firm London.

The Team:

The Compliance Team provides regulatory support for the Brevan Howard Group across all of its activities including advisory services, internal monitoring, and regulatory training. This is a beginner’s generalist role and a great opportunity to work with experienced Compliance experts. The position will report to the Head of Compliance in London.

Main Responsibilities:

• Cyclical monitoring of global regulatory disclosures including long/short/auctions;
• PAD, G&I and other staff pre-approval checks and maintenance of these registers;
• Undertake due diligence AML checks and sanctions screening and forensically investigate flags and potential matches;
• Telephone, email and e-comms monitoring;
• Escalate, log, track and monitor all monitoring exceptions as appropriate;
• Pre-approval and onboarding of of service providers such as counterparties, Investors and research;
• Assist with staff onboarding, e.g. e-learning training;
• Co-ordinate annual declarations and liaise with staff accordingly;
• Provide metrics to management;
• Ad-hoc projects and where necessary.

Work Experience/Technical Background:

• University Degree (2:1 minimum)
• Holding or working towards a recognised regulatory professional qualification.
• Exposure or experience to Compliance in fund/ asset management firms.
• Previous experience working within a regulated organisation

Technical Skills/Business Knowledge:

• Strong Microsoft skills, specifically Word, and Excel

Other Requirements:

• Attention to detail
• Strong communication skills (written and spoken)
• Professional, articulate, presentable, and personable
• Proactive, self-starter & team player

WHO WE ARE

Brevan Howard Asset Management is one of the leading absolute return/hedge fund managers, overseeing assets on behalf of institutional investors from around the world, including pension funds, endowments, insurance companies, government agencies, private banks, and fund of funds.

Brevan Howard was founded in 2002 and launched its flagship global macro strategy in April 2003. The firm currently manages over $35bn and engages predominantly in discretionary directional and relative value trading in fixed income, FX markets, and equities. BH Digital, a division within Brevan Howard that manages crypto and digital asset strategies was launched in 2022.

The firm currently employs over 1,000 personnel worldwide, including over 300 investment professionals. This global presence gives Brevan Howard the ability to identify and source attractive investment opportunities, as well as investment management talent wherever they may be. Brevan Howard has won several industry awards for excellence in risk management, operational robustness, and investment performance.

The firm’s main hubs are in London, Jersey, Geneva, New York, Austin, Hong Kong, Singapore, and Abu Dhabi.

Next steps

If this sounds like the next step in your career please apply now, alternatively if you would be interested in exploring further opportunities at Brevan Howard, please check out our careers page https://www.brevanhoward.com/careers/