Manager – Compliance

• Identify and evaluate compliance risks of the operations and business activities;
• Provide day to day regulatory advice and guidance on rules and internal policies and ensure the business unit in compliance with the law, rules and regulations;
• Review business process and new initiatives put forward by the business units to ensure compliance with regulatory requirements;
• Draft, revise, update and maintain Compliance policies and manuals of the business units;
• Review, enhance and develop the compliance programs, procedures and guidelines;
• Manage relationship with the relevant Exchanges and Regulators, handling queries and requests;
• Deliver in-house compliance TRAINING to the business unit and advice to the management;
• Perform ad hoc projects as required.

Requirements

• Degree holder in Finance or other related discipline;
• 3-4 years’ relevant compliance experience in a financial institution;
• Candidates with compliance exposure in SFC full licensed corp. is an advantage;
• Good command of written and spoken and English and Chines including Putonghua.

Attractive remuneration will be offered to the right candidate. Interested parties, please send your application letter with full resume including date available, present and expected salary to us.

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